Regulators & Government Enforcement Agencies
- United States Securities & Exchange Commission (SEC)
- United States Department of the Treasury Financial Crimes Enforcement Network (FinCEN)
- Financial Industry Regulatory Authority (FINRA)
- United States Department of Justice (USDOJ)
SEC Public Statements, Speeches and Testimony
- Oversight of the U.S. Securities and Exchange Commission: Hearing Before the Subcomm. on Capital Markets, Securities, and Investment (Jay Clayton, SEC Chairman, 6/21/2018)
- Remarks at the Yahoo Finance All Markets Summit: Crypto (William Hinman, Director of SEC’s Division of Corporation Finance, 6/14/2018)
- Statement on NASAA’s Announcement of Enforcement Sweep Targeting Fraudulent ICOs and Crypto-asset Investment Products (Jay Clayton, SEC Chairman, 5/22/2018)
- Oversight of the SEC’s Division of Enforcement: Hearing Before the Subcomm. on Capital Markets, Securities, and Investment of the H. Comm. On Financial Services (Stephanie Avakian and Steven Peikin, Co-Directors of SEC’s Division of Corporate Finance, 5/16/2018)
- Beaches And Bitcoin: Remarks Before The Medici Conference (Hester M Pierce, SEC Commissioner, 5/2/2018)
- Oversight of the SEC’s Division of Corporation Finance: Hearing Before the Subcomm. on Capital Markets, Securities, and Investment (William Hinman, Director of SEC’s Division of Corporation Finance, 4/26/2018)
- Statement on Potentially Unlawful Online Platforms for Trading Digital Assets (SEC Divisions of Enforcement and Trading and Markets, 3/7/2018)
- Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission: Hearing Before the Comm. on Banking, Housing, and Urban Affairs (Jay Clayton, SEC Chairman, 2/6/2018)
- Statement on Cryptocurrencies and Initial Coin Offerings (Jay Clayton, SEC Chairman, 12/11/2017)
- SEC Statement Urging Caution Around Celebrity Backed ICOs (SEC Division of Enforcement and SEC Office of Compliance Inspections, 11/1/2017)
SEC Statements in Interviews and News Publications
- SEC Chair Jay Clayton’s Leadership Forum Interview (Bloomberg Law, 5/23/2018)
- SEC Handling Each ICO Based On ‘Facts And Circumstances’ (Law360, 5/16/2018)
- SEC Chief Tout Benefits of Crypto Regulation (CoinDesk, 4/5/2018)
- Securities Attys Challenged By New Role As ICO Gatekeepers (Law360, 3/24/2018)
- Cryptocurrency Firms Targeted in SEC Probe (Wall Street Journal, 2/28/2018)
- SEC Chief Fires Warning Shot Against Coin Offerings (Wall Street Journal, 11/9/2017)